SEC Charges Spaventa, Entities in $74M Pre-IPO Fraud
Eleven pre-IPO funds took in upward of $74 million from an investor base above 800 before regulators moved.
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Read briefingThe following Forex news reports are the latest developments of the Forex market. The news reports are updated frequently and include all the events that affect the foreign exchange trading industry.
Eleven pre-IPO funds took in upward of $74 million from an investor base above 800 before regulators moved.
PipDig Newsroom ·
Read briefingThe U.S. Securities and Exchange Commission will hold a roundtable on preparations for 24-Hour Trading on Sept. 17, 2026 at its headquarters at 100 F Street, N.E., Washington, D.C. The event is open to the public and will be streamed live on SEC.gov
Read briefingThe Securities and Exchange Commission announced five new members of its Small Business Capital Formation Advisory Committee. The announcement was made via press release 2026-52, dated Washington D.C., June 4, 2026. The new members will serve four-year terms.
Read briefingThe Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director of its Office of International Affairs, a role she had already held on an acting basis since January 2025.
Read briefingThe U.S. Securities and Exchange Commission has issued a request for public comment on exchange-traded funds that invest in innovative asset classes or use novel investment strategies, as ETF assets topped $12 trillion at the end of 2025.
Read briefingThe SEC and the Commodity Futures Trading Commission issued a joint request for public comment on harmonizing portfolio margining frameworks.
Read briefingThe U.S. Securities and Exchange Commission's Division of Economic and Risk Analysis published updated market statistics and data visualizations on July 1, 2026, under press release 2026-61.
Read briefingThe U.S. Securities and Exchange Commission announced on June 12, 2026, that John Moses has been appointed Director of the Office of Investor Education and Assistance. The office helps investors build their financial futures and guard against investment fraud.
Read briefingThe U.S. Securities and Exchange Commission announced the establishment of a new specialized unit within its Division of Enforcement, to be led by Timothy Zimmerman, according to a press release issued from Washington D.C. on Aug. 5, 2026.
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